SEBI ICDR REGULATIONS 2009

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CHAPTER I PRELIMINARY
CHAPTER II COMMON CONDITIONS FOR PUBLIC ISSUES AND RIGHTS ISSUES
CHAPTER III PROVISIONS AS TO PUBLIC ISSUE
PART I ELIGIBILITY REQUIREMENTS
PART II PRICING IN PUBLIC ISSUE
PART III PROMOTERS' CONTRIBUTION
 PART IV RESTRICTION ON TRANSFERABILITY (LOCK-IN) OF PROMOTERS' CONTRIBUTION, ETC.
PART V MINIMUM OFFER TO PUBLIC, RESERVATIONS, ETC.
CHAPTER IV RIGHTS ISSUE
CHAPTER V MANNER OF DISCLOSURES IN THE OFFER DOCUMENTS
CHAPTER VI GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE
CHAPTER VII PREFERENTIAL ISSUE
CHAPTER VIII QUALIFIED INSTITUTIONS PLACEMENT
PART I INSTITUTIONAL PLACEMENT PROGRAMME
CHAPTER IX BONUS ISSUE
CHAPTER X ISSUE OF INDIAN DEPOSITORY RECEIPTS
CHAPTER XA RIGHTS ISSUE OF INDIAN DEPOSITORY RECEIPTS
CHAPTER XB ISSUE OF SPECIFIED SECURITIES BY SMALL AND MEDIUM ENTERPRISES
CHAPTER XC LISTING ON INSTITUTIONAL TRADING PLATFORM
CHAPTER XI LISTING OF SECURITIES ON STOCK EXCHANGES
CHAPTER XII MISCELLANEOUS
SCHEDULE I INTER-SE ALLOCATION OF RESPONSIBILITIES
SCHEDULE II FORMAT OF AGREEMENT BETWEEN LEAD MERCHANT BANKERS TO THE ISSUE AND ISSUER/ISSUING COMPANY
SCHEDULE III MANDATORY COLLECTION CENTRES
SCHEDULE IV FEES TO BE PAID ALONG WITH OFFER DOCUMENT
PART A FEES TO BE PAID ALONG WITH DRAFT OFFER DOCUMENT OR IN CASE OF A FAST TRACK ISSUE, ALONG WITH OFFER DOCUMENT
PART B FEES TO BE PAID ALONG WITH UPDATED OFFER DOCUMENT
SCHEDULE V MANNER OF SUBMISSION OF SOFT COPY OF DRAFT OFFER DOCUMENT AND OFFER DOCUMENT TO THE BOARD
SCHEDULE VI FORMATS OF DUE DILIGENCE CERTIFICATES
FORM A FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER ALONG WITH DRAFT OFFER DOCUMENT
FORM B FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY DEBENTURE TRUSTEE ALONG WITH DRAFT OFFER DOCUMENT
FORM C FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER AT THE TIME OF REGISTERING OFFER DOCUMENT WITH THE REGISTRAR OF COMPANIES/ FILING LETTER OF OFFER WITH THE DESIGNATED STOCK EXCHANGE
FORM D FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER IMMEDIATELY BEFORE OPENING OF THE ISSUE
FORM E FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER AFTER OPENING OF THE ISSUE BUT BEFORE CLOSURE OF SUBSCRIPTION
FORM F ADDITIONAL CONFIRMATIONS/ CERTIFICATION TO BE GIVEN BY MERCHANT BANKER IN DUE DILIGENCE CERTIFICATE TO BE GIVEN ALONG WITH OFFER DOCUMENT FOR FAST TRACK ISSUE
FORM G FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY MERCHANT BANKER ALONG WITH FINAL POST ISSUE REPORT
FORM H ADDITIONAL CONFIRMATIONS/ CERTIFICATION TO BE GIVEN BY MERCHANT BANKER IN DUE DILIGENCE CERTIFICATE TO BE GIVEN ALONG WITH OFFER DOCUMENT REGARDING SME EXCHANGE
SCHEDULE VII NATURE OF UPDATION/ CHANGES IN THE OFFER DOCUMENT AND CONSEQUENT STEPS THEREIN REQUIRING FILING OF UPDATED OFFER DOCUMENT
SCHEDULE VIII DISCLOSURES IN OFFER DOCUMENT, ABRIDGED PROSPECTUS AND ABRIDGED LETTER OF OFFER
PART A DISCLOSURES IN RED HERRING PROSPECTUS, SHELF PROSPECTUS AND PROSPECTUS
PART B CERTAIN DISCLOSURES NOT MANDATORY IN CASE OF FAST TRACK PUBLIC ISSUE
PART C CERTAIN DISCLOSURES NOT MANDATORY IN CASE OF FURTHER PUBLIC OFFER
PART D DISCLOSURES IN ABRIDGED PROSPECTUS
PART E DISCLOSURES IN LETTER OF OFFER
PART F DISCLOSURES IN ABRIDGED LETTER OF OFFER
PART G DISCLOSURES PERTAINING TO WILLFUL DEFAULTERS
SCHEDULE IX FORMAT OF REPORT TO BE SUBMITTED BY MONITORING AGENCY
SCHEDULE X FACILITIES OR SERVICES INCLUDED IN THE TERM "INFRASTRUCTURE SECTOR"
SCHEDULE XI BOOK BUILDING PROCESS
PART A BOOK BUILDING PROCESS
PART B FORMAT OF BID DATA DISPLAYED ON STOCK EXCHANGE
PART C ILLUSTRATION REGARDING ALLOTMENT TO QUALIFIED INSTITUTIONAL BUYERS OTHER THAN ANCHOR INVESTORS
PART D ALTERNATE METHOD OF BOOK BUILDING
SCHEDULE XII FORMAT OF REPORT FOR GREEN SHOE OPTION
SCHEDULE XIII FORMATS OF ADVERTISEMENTS FOR PUBLIC ISSUE
PART A FORMAT OF PRE-ISSUE ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT)
PART B FORMAT OF ISSUE OPENING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT)
PART C FORMAT OF ISSUE CLOSING ADVERTISEMENT FOR PUBLIC ISSUE (FIXED PRICE/ BOOKBUILT)
PART D COMPLIANCE CERTIFICATE IN RESPECT OF NEWS REPORTS
SCHEDULE XIV ILLUSTRATION EXPLAINING MINIMUM APPLICATION SIZE
SCHEDULE XV ILLUSTRATION EXPLAINING PROCEDURE OF ALLOTMENT
SCHEDULE XVI FORMATS OF POST ISSUE REPORTS
PART A FORMAT OF INITIAL POST ISSUE REPORT FOR PUBLIC ISSUE
PART B FORMAT OF INITIAL POST ISSUE REPORT FOR RIGHTS ISSUE
PART C FORMAT OF FINAL POST ISSUE REPORT FOR PUBLIC ISSUE
PART D FORMAT OF FINAL POST ISSUE REPORT FOR RIGHTS ISSUE
SCHEDULE XVII FORMAT OF UNDERWRITING DEVOLVEMENT STATEMENT
SCHEDULE XVIII DISCLOSURES IN PLACEMENT DOCUMENT
SCHEDULE XIX DISCLOSURES IN PROSPECTUS AND ABRIDGED PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS
PART A DISCLOSURES IN PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS
PART B DISCLOSURES IN ABRIDGED PROSPECTUS FOR ISSUE OF INDIAN DEPOSITORY RECEIPTS
PART C FORMAT OF THE DUE DILIGENCE CERTIFICATE TO BE FILED BY THE LEAD MANAGER FOR IDR ISSUES
SCHEDULE XX AMENDMENTS TO OTHER REGULATIONS
SCHEDULE XXI DISCLOSURES IN THE ADDENDUM TO THE OFFER DOCUMENT FOR RIGHTS ISSUE OF INDIAN DEPOSITORY RECEIPTS
PART A DISCLOSURES IN THE ADDENDUM TO THE OFFER DOCUMENT FOR RIGHTS ISSUE OF INDIAN DEPOSITORY RECEIPTS
PART B DISCLOSURES IN ABRIDGED LETTER OF OFFER FOR RIGHTS ISSUE OF INDIAN DEPOSITORY RECEIPTS
 
    AMENDMENTS
DATE NAME
July 31, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (THIRD AMENDMENT) REGULATIONS, 2017 
August 14, 2017 SECURITIES AND EXCHANGE BOARD OF INDIA(ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) (FOURTH AMENDMENT) REGULATIONS, 2017